Course Description

Code
FIN009
Title
Corporate Governance Overview (Auditing and Sarbanes-Oxley Act)
Duration
240 Min
Solution
SAP ERP
Delivery Method
E-learning
Language
English

Course Details

Goals

  • Understand the legal process in terms of Auditing and SOA.
  • Using the guidelines set by the Governments, working with the tools in the SAP systems to help comply with the governmental agencies.
  • Understand the history of the Auditing Process.

Audience

  • Project Leaders
  • Team Leaders
  • Auditors: External and Internal
  • Corporate Management
  • End Users in the Corporation

Prerequisites

Essential

  • General understanding of Auditing and the SAP system.

Recommended

  • SAP01 SAP Overview
  • Background in basic business process functionality
  • Fundamental background in Finance or Controlling

Content

  • Auditing Overview, which will include a definition of operational and financial auditing. Review of the different types of auditors. Auditing terms, standards, and processes will be defined.
  • Roles of an internal auditor and a financial analysis in an operationa audit.
  • A review of the history and growth of the auditing process. This will include a review of the Security Act of 1933 and the security exchange act of 1934. Important Case Law in Auditing, the Foreign Corrupt
  • Practices Act and the Sarbanes-Oxley Act will be reviewed.
  • Major components of an Audit including – planning an audit; study, tes and evaluate internal controls; perform and evaluate substantive tests, and issuing of audit reports.
  • Evidence gathering which will include discuss on SAS #31, materiality, and relationship to AIS.
  • Analysis of Internal Controls which will include SAS #1, segregation o duties, and relationship to AIS.

Notes

  • Course length: 4 hours
  • Participant will need to have the appropriate software to run the E- Learning tools for delivery of this product.

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175 €

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